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Neutec pharma
’Chinese takeout: FSA insider trading crackdown continues
The UK’s financial regulator has struck again, and this time the FSA has nailed the big boys.
From the regulator on Wednesday:
FSA/PN/149/2009
04 November 2009
FORMER CORPORATE BROKER INTERN AND FATHER FOUND GUILTY OF INSIDER DEALING
Matthew Uberoi and his father,
Does idiocy amount to a financial crime?
The SEC has pounced on New York lawyer Melissa Mahler for alleged insider dealing on a small takeover five years ago, when she worked for the big US law firm Nixon Peabody.
Why the regulator has taken so long to press its case was not immediately clear,
Insider trading crack down continues
The FSA’s crusade to clean up the City continues apace, with the regulator charging a finance director and two lawyers with eight counts of insider dealing.
From a statement issued on Tuesday afternoon.